1、

Trading the securities in clients' accounts without their authorization, trading securities in the name of clients;

(四)私自买卖客户帐户上的证券,或者假借客户的名义买卖证券;

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2、

The trading mechanism is designed to solve what transactions to trading securities, as well as how to control the transaction process.

交易机制旨在解决使用什么交易方式去交易证券,以及如何控制交易进程的问题。

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3、

The security law rules that the investors can not enter the security market directly. So, trading securities in the security market, the investors have to commission securities dealers.

我国《证券法》禁止投资者直接进入证券交易市场,投资者要在证券交易市场买卖证券,需委托证券商进行。

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4、

I don't want my reputation, no less my money, to depend on people I don't know well trading securities I really don't understand in time zones I rarely visit.

我不想让我的声誉和金钱依赖我不是很了解的人,不想在我很少拜访的时区交易我实在不理解的证券。

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5、

Trading securities without registration contravenes the Ontario Securities Act.

在未注册情况下交易证券违反安省证券交易法.

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6、

The special securities account for financed securities shall not be used for trading securities.

融券专用证券账户不可用于证券买卖。

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7、

Years of experience trading securities?

有证券交易经验吗?

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8、

As a long-time practitioner in the securities industry, the fact that clients are trading securities online also increases my interest in this topic.

自己长期从事证券工作,客户乐于在网上进行证券交易的事实也不容许我视而不见。

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9、

Their fate was probably sealed on May 1 1975, when fixed commissions for trading securities were abolished, setting off a squeeze on broking revenues.

这些公司的命运可能在1975年5月1日就已注定。当时废除了证券交易固定佣金制,对经纪业务收入形成挤压。

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10、

How many years experience do you, or, if an entity, does the partner, officer, or trustee thereof authorized to direct transactions in the account, have trading securities?

您从事有价证券交易的时间有多久,或者如果是个实体,授权直接交易这个帐户的合伙人、主管、受托人有交易有价证券的经验吗?

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11、

Cherian and Jarrow ( 1995) argued that loosely speaking, when an individual ( or a group) makes security price change in the favor of himself by trading securities, market manipulation happens.

Cherian和Jarrow(1995)认为,粗略的讲,当个体(或群体)对企业股票的交易在某种程度上影响着股票价格使之对自己有利时,市场操纵就发生了。

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12、

Because of its characteristics of low-cost, high-lever and high-rate of short term returns, the warrant, after the stock and the bond, becomes the third-biggest trading securities in the developed securities market.

由于其低成本高杠杆性、短线回报率高,权证产品在成熟证券市场中已成为股票、企业债之外第三大证券交易品种。

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13、

All the illegitimate incomes and fines lawfully confiscated and collected from issuing and trading securities against the law shall be delivered to the national treasury.

依照本法对证券发行、交易违法行为没收的违法所得和罚款,全部上缴国库。

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14、

Indirect investment typically refers to holding or trading securities in companies or trusts that engage in direct real estate activities.

比较典型的间接投资是指股份或公司之间的证券交易或直接介入房地产活动中的信托物。

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15、

So it could improve the decision usefulness of accounting information to measure the trading securities and available for sale securities by fair value which can be measured reliably.

因此对于公允价值信息可靠性较高的交易性金融资产和可供出售金融资产,采用公允价值计量能够提高会计信息的决策相关性。

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16、

The second chapter concerns with the developments of electronic trading in securities markets from different angles.

第二章从不同的角度阐述了证券市场电子交易的发展。

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17、

Financial advising relating to activities of securities trading or securities investment;

与证券交易、证券投资活动有关的财务顾问;

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18、

widely used in securities trading, financial, station, stadiums, road traffic, airport flight, scheduling command center, shopping mall, advertising media, postal service, performances, exhibitions and all kinds of other public places.

如今LED显示屏应用十分广泛,比如证券交易、金融、车站、体育场馆、道路交通、机场航班、调度指挥中心、商场、广告媒体、邮政、演出、展览会等各种公共场所。

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19、

China will raise the stamp tax on securities trading from the current 0.1 percent to 0.3 percent beginning Wednesday.

中国将把证券交易的印花税从当前的0.1%提高到0.3%,该项调整将从本周三开始实施。

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20、

The results suggest that the common research methods can be classified as letter stock method, IPO method and other method, and that the liquidity value is affected by such factors as securities volatility, restricted term, fundamental information of listed company and trading volume.

同时,大量实证研究文献的结果表明,流动性存在价值,且流动性价值受证券价格波动性、流通受限期限、公司基本面信息和证券交易量等因素影响。

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